Engine 1 of 4 — Advisor Compliance

The Compliance Rails That Let the Wealth Channel Allocate to Tokenized Assets

InsideRWA's Advisor Suitability & Compliance Engine converts our independent ratings into a workflow your compliance desk can approve — client risk profile in, suitable rated products out, documentation ready.

Currently in private beta with select RIA firms. General availability Q3 2026.

The $30 Trillion Dam

Advisor interest in tokenized assets is real. The bottleneck is not demand — it is the absence of a compliance workflow that lets a registered advisor recommend these products without career risk.

The Compliance Desk Bottleneck

Even when an advisor wants to recommend a tokenized asset, their broker-dealer's compliance desk has no framework to approve it. No documentation template, no precedent, no suitability trail. The allocation never happens.

The Documentation Gap

Reg BI requires advisors to document why a recommendation is in the client's best interest. For novel asset classes, that documentation doesn't exist. Advisors are exposed — or they simply don't recommend.

The Wealth Channel Dam

An estimated $30T in advised wealth sits behind this dam. The interest is there. The products are there. The missing piece is the compliance workflow that lets a registered advisor put a tokenized asset in a client portfolio without career risk.

How It Works

Three steps from client profile to compliance-ready documentation. The entire workflow runs in under 15 minutes.

STEP 01

Client Risk Profile In

Enter the client's risk tolerance, investment horizon, net worth tier, accreditation status, and existing alternative allocation. The engine maps these to a suitability matrix aligned with FINRA Rule 2111 and SEC Regulation Best Interest.

Inputs / Outputs
  • Risk tolerance (1–10)
  • Investment horizon
  • Net worth / liquid assets
  • Accreditation status
  • Existing alts allocation %

InsideRWA vs. Doing It Manually

There is no competing product. The alternative is a blank Word document and a call to outside counsel.

FeatureInsideRWA EngineCurrent Alternative
Tokenized asset coverageAll InsideRWA-rated productsNone / ad hoc
Suitability frameworkFINRA 2111 + Reg BI alignedManual / not provided
Documentation generationAuto-generated, compliance-readyAdvisor builds from scratch
BD compliance packageIncluded (PDF + JSON)Not available
Product independenceInsideRWA rates; no distribution conflictN/A
Time to first recommendation< 15 minutesDays to weeks

B2B SaaS Pricing

Per-seat subscription. No transaction fees. No revenue share. Clean SaaS economics.

Starter
For independent RIAs exploring tokenized allocations
$299/mo per seat
  • Up to 25 suitability assessments/mo
  • Full rated product library access
  • Standard documentation templates
  • Email support
Most Popular
Practice
For advisory practices with active tokenized allocation programs
$799/mo per seat
  • Unlimited suitability assessments
  • Custom documentation branding
  • Compliance desk export (PDF + JSON)
  • Broker-dealer approval package
  • Priority support + onboarding
Enterprise
For broker-dealers and RIA aggregators
Customannual contract
  • Multi-advisor seat management
  • BD compliance desk integration
  • White-label documentation
  • API access for CRM integration
  • Dedicated compliance liaison

The Seed Story in One Sentence

"InsideRWA is building the Morningstar ratings and the compliance rails for tokenized assets — the two things the wealth channel needs before a single advisor can put a tokenized product in a client portfolio."
$30T
Advised wealth behind the compliance dam
$32B
RWA on-chain today (from $6.5B 12 months ago)
Growing
Projected RWA market by 2033

Join the Private Beta

We are onboarding a limited cohort of RIA firms and independent advisors to shape the product before general availability. Beta participants receive lifetime Starter pricing and direct input on documentation templates.

FINRA 2111 aligned Reg BI documentation <15 min per assessment Compliance-file ready